Meet the Team

Executive Team

  • Mark S. Howells

    Executive Chairman

  • Katrina Santa Maria

    Chief Executive Officer

  • Tara Kreizenbeck

    Chief Operating Officer

  • Marcy Crites

    Chief Financial Officer

  • Stephen Howells

    Chief Technology Officer

  • Shane Jordan

    SHANE JORDAN

    Chief Compliance Officer

  • Scott Pollak

    Scott Pollak

    Chief Growth Officer

  • Mary Ann Bonnet

    Director of Operations

  • Erin Doherty, Director of Compliance

    Erin Doherty

    Director of Compliance

  • Brian McClive

    Head Trader

  • Justin Silver

    Head of Prime Brokerage

  • Mike Feeney, AAMS®

    Vice President

Corporate Team

  • Kevin Bonnet

    IT Associate

  • Jonathan Bradley

    Institutional Trader

  • Carlton Reed

    Carlton Reed

    Compliance Manager

  • Nicole Howley

    Operations Supervisor

  • Halle Hutoron

    Accounting Associate

  • Alyssa Mattioli

    Marketing Associate

  • Don McClive

    Institutional Trader

  • Shannon McKinley

    Operations Supervisor

  • Alexis Morrison

    Operations Associate

  • Delainey Nguyen

    Operations Associate

  • Ahmad Parker

    Cybersecurity & IT Associate

  • Annabelle Puglisi

    Receptionist

  • Judy Redmond

    Accounting Supervisor