Erin Doherty is the Director of Compliance for M.S. Howells & Co and MSH Capital Advisors LLC.
She started her career with AIG in 2005 as a Compliance Analyst, then moved onto Charles Schwab where she has worked for the past 16 years. Erin’s career at Schwab spanned into various roles, specializing in risk and vendor management, projects, quality assurance, trading operations, and compliance.
She graduated from Grand Canyon University with a Bachelor of Finance and Economics degree. Erin holds her series 7, 9, 10, 24, 63 and 66 securities licenses and has an ACAMS certification.
Erin Doherty, Director of Compliance